What is the University's Compliance and Ethics Program?

In support of its mission and core values, The Catholic University of America is committed to conducting its activities with the highest integrity and ethical standards, and in compliance with all applicable laws and University policies. However, because the legal and regulatory environment is so complex, it often can be difficult to determine the right course of action. The Compliance and Ethics Program provides resources to use in our daily activities to help determine the right course of action and meet our ethical and legal obligations when acting on behalf of the University. The Program, approved by the University's Board of Trustees, is administered by the Director of Compliance, Ethics, and Privacy, who reports to the Office of the President and the Audit Committee of the University's Board of Trustees. View the Compliance and Ethics Program Charter here. See the Nine-Year Report to the Campus Community for a detailed description of the program and the status of compliance initiatives.

What resources are available to assist me?

1. Director of Compliance, Ethics, and Privacy. The Director of Compliance, Ethics, and Privacy is available to answer policy questions, assist you in avoiding compliance risks, and help you meet your compliance responsibilities.If you have questions about following the ethical course of action or need guidance for a specific situation, please contact by e-mail at CUA-COMPLIANCE@CUA.EDU.
View the Bio of the Director of Compliance, Ethics, and Privacy.

2. Code of Conduct. The Code, approved by the Board of Trustees, is the foundation of the Compliance and Ethics Program. The Code embodies senior management's expectation that we all act ethically and in compliance with applicable laws and policies when acting on behalf of the University. All staff and faculty employees are required to comply with the Code of Conduct.
View the Code on the Policies website. 

3. University Policies. Policies provide guidance for specific activities and transactions so that we act in accordance with applicable laws, and in a way that supports the mission and core values of the University.
View the policy website homepage.

4. Compliance and Ethics Helpline. If you suspect a potential violation of law or University policy, report your concerns to your supervisor or to the University personnel responsible for your area of concern. You also may report directly to the Director of Compliance, Ethics, and Privacy. All good faith reports may be made free from fear of retribution per the University's Non-Retaliation Policy. If you are uncomfortable using these normal administrative channels, use the Compliance and Ethics Helpline to report your concerns anonymously. The Helpline is available 24 hours a day, 7 days a week toll free at tel. (855) 350-9396 or online at www.thecatholicuniversityofamerica.ethicspoint.com.  All reports are investigated as promptly, thoroughly, consistently, and objectively as possible.  See Reporting Misconduct and Internal University Investigations - Guidelines and Requirements for Staff and Faculty, for more information. 

5. Compliance Awareness Training. Contact the Director of Compliance, Ethics, and Privacy if you wish to schedule an in-person training session tailored to the needs of your unit.